Ng, Chor Sum Sam 吳楚琛
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on corporate finance | 2012-01-13 | 2014-08-29 | Rep | Advising on securities | 2012-01-13 | 2014-08-29 | Rep | Dealing in securities | 2012-01-13 | 2014-08-29 | Rep | Advising on corporate finance | 2017-01-19 | 2019-01-28 | Rep | Advising on securities | 2017-01-19 | 2019-01-28 | Rep | Dealing in securities | 2017-01-19 | 2019-01-28 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2019-04-30 | Rep | Advising on securities | 2019-04-30 | Rep | Dealing in securities | 2019-04-30 |
| 3 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2019-04-30 | 2024-03-04 | Rep | Advising on securities | 2019-04-30 | 2024-03-04 | Rep | Dealing in securities | 2019-04-30 | 2024-03-04 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy