Nishimura, Keitaro
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2012-01-13 | 2014-11-20 | Rep | Dealing in securities | 2016-03-24 | 2016-04-01 | Rep | Dealing in securities | 2017-03-16 | 2017-03-25 | Rep | Dealing in securities | 2017-06-01 | 2017-06-09 | Rep | Dealing in securities | 2019-01-18 | 2019-02-01 |
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