Lau, Kit Tin 劉潔鈿
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Bluemount Asset Management Limited | Rep | Asset management | 2018-04-13 | 2020-04-29 |
| 2 | Bluemount Securities Limited | Rep | Advising on securities | 2018-04-13 | 2020-04-29 | Rep | Dealing in securities | 2018-04-13 | 2020-04-29 |
| 3 | Delftware Capital Management (HK) Limited | RO | Advising on securities | 2023-10-26 | RO | Asset management | 2023-10-26 |
| 4 | Guardians Asset Management Limited | Rep | Asset management | 2022-05-23 | 2022-06-17 | RO | Asset management | 2022-06-17 | 2022-07-05 |
| 5 | Leeds Fund International Limited | Rep | Asset management | 2022-10-05 | 2022-11-16 | RO | Advising on securities | 2022-11-16 | 2023-02-07 | RO | Asset management | 2022-11-16 | 2023-02-07 |
| 6 | Leeds Securities Investment Limited | RO | Dealing in securities | 2022-11-16 | 2023-02-07 |
| 7 | PLUTUS ASSET MANAGEMENT LIMITED (GBEN) | Rep | Advising on securities | 2020-06-12 | 2022-03-04 | Rep | Asset management | 2020-06-12 | 2022-03-04 |
| 8 | Plutus Securities Limited | Rep | Dealing in securities | 2020-06-12 | 2022-03-04 |
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