Au, Vincent Wing Yiu 區永耀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ALPS ADVISORY (HK) LIMITED | Rep | Dealing in securities | 2018-04-17 | Rep | Advising on securities | 2018-04-17 | 2019-05-29 | Rep | Asset management | 2018-04-17 | 2019-05-29 | RO | Advising on securities | 2019-05-29 | RO | Asset management | 2019-05-29 |
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