Sood, Richa
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SILVERHORN INVESTMENT ADVISORS LIMITED | Rep | Advising on securities | 2021-09-08 | 2022-08-15 | Rep | Asset management | 2021-09-08 | 2022-08-15 | Rep | Dealing in securities | 2021-09-08 | 2022-08-15 |
| 2 | UCAP HONG KONG ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2018-04-17 | 2021-06-30 | Rep | Asset management | 2018-04-17 | 2021-06-30 | Rep | Dealing in securities | 2018-04-17 | 2021-06-30 |
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