Mathrani, Nilima Ajay
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CGS International Securities Hong Kong Limited | Rep | Advising on securities | 2018-04-19 | 2018-04-27 | Rep | Dealing in securities | 2018-04-19 | 2018-04-27 | Rep | Advising on securities | 2018-05-18 | 2018-05-24 | Rep | Dealing in securities | 2018-05-18 | 2018-05-24 | Rep | Advising on securities | 2018-08-27 | 2018-08-30 | Rep | Dealing in securities | 2018-08-27 | 2018-08-30 | Rep | Advising on securities | 2018-10-18 | 2018-10-22 | Rep | Dealing in securities | 2018-10-18 | 2018-10-22 | Rep | Advising on securities | 2018-11-20 | 2018-11-23 | Rep | Dealing in securities | 2018-11-20 | 2018-11-23 |
| 2 | Jefferies Hong Kong Limited | Rep | Dealing in securities | 2023-01-03 |
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