Zhang, Chaofan 張超帆
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2019-08-27 | 2020-05-06 | Rep | Advising on securities | 2019-09-04 | 2020-05-06 |
| 2 | Soochow Securities International Brokerage Limited | Rep | Advising on securities | 2021-11-17 | 2022-11-11 | Rep | Dealing in securities | 2021-11-17 | 2022-11-11 |
| 3 | Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2021-12-08 | 2022-11-11 |
| 4 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2018-04-19 | 2019-08-09 | Rep | Advising on securities | 2020-08-13 | 2021-09-24 | Rep | Dealing in securities | 2020-08-13 | 2021-09-24 |
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