Poon, Chiu Kwok 潘昭國
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CEPA ALLIANCE SECURITIES LIMITED | RO | Advising on corporate finance | 2003-08-09 | SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | Rep | 2004-05-19 | 2004-05-24 | SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | RO | 2004-05-24 | 2006-04-30 | SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | Rep | 2006-04-30 | 2007-03-01 |
| 2 | SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Advising on securities | 2004-05-19 | 2004-10-13 | SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | RO | 2004-10-13 | 2006-04-30 | SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | Rep | 2006-04-30 | 2007-03-01 |
| 3 | CEPA ALLIANCE SECURITIES LIMITED | RO | Automated trading services | 2003-07-21 | |
| 4 | CEPA ALLIANCE SECURITIES LIMITED | RO | Dealing in securities | 2004-03-17 | SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | Rep | 2004-05-19 | 2004-10-13 | SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | RO | 2004-10-13 | 2006-04-30 | SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | Rep | 2006-04-30 | 2007-03-01 |
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