Guo, Yuxiang (SFC:BMU936) 郭宇翔

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BOCI ASIA LIMITED Rep Advising on corporate finance 2018-04-23 2020-11-26
2 CITIC Securities (Hong Kong) Limited Rep Advising on corporate finance 2020-12-21 2021-04-30
Rep Advising on securities 2021-01-29 2021-04-30
3 CLSA LIMITED Rep Advising on securities 2021-01-29 2021-04-30
Rep Dealing in securities 2021-01-29 2021-04-30
4 Credit Suisse (Hong Kong) Limited Rep Advising on corporate finance 2021-06-22 2023-10-15
Rep Advising on securities 2021-06-22 2023-10-15
Rep Dealing in securities 2021-06-22 2023-10-15
5 UBS SECURITIES HONG KONG LIMITED Rep Advising on corporate finance 2023-10-30

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