Luo, Mi 駱咪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FIRST SHANGHAI SECURITIES LIMITED | Rep | Advising on corporate finance | 2019-01-04 | 2019-03-15 |
| 2 | Pixiu Asset Management Limited | Rep | Advising on securities | 2018-04-23 | 2018-12-02 | Rep | Asset management | 2018-04-23 | 2018-12-02 |
| 3 | TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED | Rep | Advising on securities | 2020-06-15 | 2023-08-10 | Rep | Asset management | 2020-06-15 | 2023-08-10 |
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