Au, Stanley Chong Kit 區宗傑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DELTA ASIA SECURITIES LIMITED | RO | Advising on securities | RO | Dealing in securities | RO | Automated trading services | 2003-11-07 | RO | Advising on corporate finance | 2005-01-14 | RO | Asset management | 2005-01-14 | RO | Leveraged foreign exchange trading | 2011-12-23 | 2020-09-21 |
| 2 | Delta Asia Wealth Management Limited | RO | Advising on securities | RO | Asset management | RO | Advising on corporate finance | 2005-01-14 |
| 3 | SUN DELTA SECURITIES LIMITED | RO | Advising on corporate finance | 2003-09-18 | RO | Advising on securities | 2003-09-18 | RO | Asset management | 2003-09-18 | RO | Dealing in securities | 2003-09-18 |
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