Au, Stanley Chong Kit 區宗傑

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 DELTA ASIA SECURITIES LIMITED RO Advising on securities
2 DELTA ASIA SECURITIES LIMITED RO Dealing in securities
3 Delta Asia Wealth Management Limited RO Advising on securities
4 Delta Asia Wealth Management Limited RO Asset management
5 SUN DELTA SECURITIES LIMITED RO Advising on corporate finance 2003-09-18
6 SUN DELTA SECURITIES LIMITED RO Advising on securities 2003-09-18
7 SUN DELTA SECURITIES LIMITED RO Asset management 2003-09-18
8 SUN DELTA SECURITIES LIMITED RO Dealing in securities 2003-09-18
9 DELTA ASIA SECURITIES LIMITED RO Automated trading services 2003-11-07
10 DELTA ASIA SECURITIES LIMITED RO Advising on corporate finance 2005-01-14
11 DELTA ASIA SECURITIES LIMITED RO Asset management 2005-01-14
12 Delta Asia Wealth Management Limited RO Advising on corporate finance 2005-01-14
13 DELTA ASIA SECURITIES LIMITED RO Leveraged foreign exchange trading 2011-12-23 2020-09-21

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