Zhou, Min (SFC:BMK651) 周敏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2018-04-24 | 2019-02-25 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 2019-03-08 | 2020-05-08 | Essence International Securities (Hong Kong) Limited | Rep | 2020-06-15 | 2022-01-14 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 2022-03-02 |
| 2 | SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED | Rep | Asset management | 2018-04-24 | 2019-02-25 |
| 3 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2019-03-26 | 2020-05-08 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | 2022-03-02 |
| 4 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2019-03-26 | 2020-05-08 | Essence International Securities (Hong Kong) Limited | Rep | 2020-06-15 | 2022-01-14 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 2022-03-02 | CICC US Securities (Hong Kong) Limited | Rep | 2023-07-25 |
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