Lui, David Yin Tat 雷賢達
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED | RO | Advising on corporate finance | 2003-08-01 | |
| 2 | SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED | RO | Advising on futures contracts | 2004-09-13 | |
| 3 | SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED | RO | Advising on securities | 2009-03-17 | |
| 4 | SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED | RO | Asset management | 2009-03-17 | |
| 5 | SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED | RO | Dealing in securities | 2009-03-17 | |
| 6 | SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2009-03-17 | 2013-02-01 |
| 7 | SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED | Rep | Asset management | 2009-03-17 | 2013-02-01 |
| 8 | SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-03-17 | 2016-04-22 |
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