Shum, Eric Kam Chi 岑錦志
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Everbright Securities Global (HK) Limited | RO | Advising on corporate finance | 2010-07-10 | RO | Dealing in securities | 2005-03-30 | 2010-07-10 |
2 | Pulun International Capital Limited | Rep | Advising on corporate finance | 2019-04-08 | 2021-11-30 |
3 | SDICS International Corporate Finance (Hong Kong) Limited | RO | Advising on corporate finance | 2010-09-01 | 2014-08-12 |
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