Chan, Gary Sau Shan 陳秀山
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL CAPITAL LIMITED | RO | Advising on corporate finance | 2004-05-27 | 2006-04-27 | RO | Dealing in securities | 2004-05-27 | 2006-04-27 |
| 2 | CCB INTERNATIONAL SECURITIES LIMITED | RO | Dealing in securities | 2005-08-19 | 2006-04-27 | RO | Advising on securities | 2005-10-10 | 2006-04-27 |
| 3 | CHINA EVERBRIGHT CAPITAL LIMITED | RO | Advising on corporate finance | 2003-04-18 | |
| 4 | ICEA CAPITAL ASIA LIMITED | RO | Dealing in securities | 2007-04-19 | 2008-09-01 | RO | Advising on corporate finance | 2007-04-19 | 2008-09-30 |
| 5 | ICEA CAPITAL LIMITED | Rep | Advising on corporate finance | 2006-05-23 | 2006-07-31 | Rep | Dealing in securities | 2006-05-23 | 2006-07-31 | RO | Advising on corporate finance | 2006-07-31 | 2009-06-30 | RO | Dealing in securities | 2006-07-31 | 2009-06-30 |
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