So, Wai Ling (SFC:BMW393) 蘇惠玲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Global Investment Strategy HK Limited | Rep | Dealing in securities | 2019-07-17 | 2020-06-19 |
| 2 | Global Prime Partners (Asia) Limited | Rep | Dealing in securities | 2018-05-09 | 2019-06-27 | Rep | Dealing in futures contracts | 2018-11-13 | 2019-06-27 |
| 3 | GREAT BAY SECURITIES LIMITED | Rep | Advising on securities | 2022-09-21 | 2023-04-14 | Rep | Dealing in securities | 2022-09-21 | 2023-04-14 |
| 4 | Huayu Securities Limited | Rep | Advising on securities | 2023-07-31 | Rep | Dealing in securities | 2023-07-31 |
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