Chu, Jonathan To 朱濤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA EVERBRIGHT CAPITAL LIMITED | RO | Dealing in securities | 2005-08-01 | 2009-03-02 | RO | Advising on securities | 2005-09-09 | 2009-03-02 |
| 2 | CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Asset management | 2005-08-01 | Rep | Dealing in futures contracts | 2005-08-01 | Rep | Advising on futures contracts | 2011-10-01 | Rep | Leveraged foreign exchange trading | 2004-01-08 | 2011-10-01 | RO | Asset management | 2005-08-01 | 2011-10-01 | RO | Dealing in futures contracts | 2005-08-01 | 2011-10-01 |
| 3 | CHINA EVERBRIGHT FOREX LIMITED | Rep | Leveraged foreign exchange trading | 2004-03-19 | |
| 4 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Automated trading services | 2003-05-07 | Rep | Advising on corporate finance | 2003-05-14 | Rep | Asset management | 2003-05-14 | Rep | Advising on securities | 2011-10-01 | Rep | Dealing in securities | 2011-10-01 | RO | Advising on corporate finance | 2003-05-14 | 2011-10-01 | RO | Asset management | 2003-05-14 | 2011-10-01 |
| 5 | M&F Asset Management Limited | RO | Advising on securities | 2012-09-12 | 2015-01-23 | RO | Asset management | 2012-09-12 | 2015-01-23 | RO | Dealing in securities | 2012-09-12 | 2015-01-23 |
| 6 | METRO CAPITAL FUTURES LIMITED | RO | Dealing in futures contracts | 2012-09-12 | 2015-01-23 |
| 7 | SUN SECURITIES LIMITED | RO | Dealing in securities | 2012-01-12 | 2012-06-30 |
| 8 | Yango International Capital Limited | RO | Advising on corporate finance | 2019-06-18 | 2023-08-30 | RO | Dealing in securities | 2019-06-18 | 2023-08-30 |
| 9 | Yango International Financial Holdings Limited | RO | Advising on securities | 2016-12-14 | 2021-08-31 | RO | Asset management | 2016-12-14 | 2021-08-31 | RO | Dealing in securities | 2016-12-14 | 2021-08-31 | RO | Advising on securities | 2023-07-28 | RO | Asset management | 2023-07-28 | RO | Dealing in securities | 2023-07-28 |
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