Xing, Li (SFC:BMX389) 邢莉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Huayu Securities Limited | Rep | Advising on securities | 2021-06-08 | 2021-09-09 | Rep | Dealing in securities | 2021-06-08 | 2021-09-09 | RO | Advising on securities | 2021-09-09 | 2023-03-24 | RO | Dealing in securities | 2021-09-09 | 2023-03-24 |
| 2 | Leading Securities Company Limited | Rep | Advising on securities | 2018-05-17 | 2021-04-16 | Rep | Asset management | 2018-05-17 | 2021-04-16 | Rep | Dealing in securities | 2018-05-17 | 2021-04-16 |
| 3 | Open Asset Management Limited | RO | Advising on securities | 2023-08-17 | 2024-01-31 | RO | Asset management | 2023-08-17 | 2024-01-31 |
| 4 | Open Securities Limited | RO | Advising on securities | 2023-08-17 | 2024-01-31 | RO | Dealing in futures contracts | 2023-08-17 | 2024-01-31 | RO | Dealing in securities | 2023-08-17 | 2024-01-31 |
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