Kuo, Ming-Chi 郭明錤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | TFI Asset Management Limited | Rep | Advising on futures contracts | 2018-05-18 | 2024-06-14 | Rep | Advising on securities | 2018-05-18 | 2024-06-14 |
2 | TFI Securities and Futures Limited | Rep | Advising on securities | 2023-06-20 |
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