Tao, Sha (SFC:AYJ250) 陶莎
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HONOR ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2018-04-10 | 2018-07-04 | Rep | Asset management | 2018-04-10 | 2018-07-04 |
| 2 | HONOR SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2018-04-10 | 2018-07-04 |
| 3 | INTEWISE CAPITAL MANAGEMENT LIMITED | RO | Asset management | 2021-01-26 | |
| 4 | LONGRUN FINANCIAL GROUP LIMITED | Rep | Dealing in futures contracts | 2012-01-17 | 2012-09-26 |
| 5 | PUREHEART CAPITAL ASIA LIMITED | Rep | Advising on securities | 2018-07-16 | 2021-01-08 | Rep | Asset management | 2018-07-16 | 2021-01-08 | Rep | Dealing in securities | 2018-07-16 | 2021-01-08 |
| 6 | Rakuten Securities Hong Kong Limited | Rep | Leveraged foreign exchange trading | 2013-01-29 | 2014-01-28 |
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