Lau, Dixon Chi Kong 劉志剛
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on securities | 2012-01-18 | 2016-01-21 |
| 2 | HARVEST GLOBAL INVESTMENTS LIMITED | Rep | Advising on securities | 2016-03-16 | 2021-11-05 | Rep | Asset management | 2016-03-16 | 2021-11-05 |
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