Fan, Xiaochen 范晓晨
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Renaissance Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2015-10-12 | 2016-07-20 | Rep | Advising on securities | 2015-10-12 | 2016-07-20 | Rep | Dealing in securities | 2015-10-12 | 2016-07-20 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2012-01-20 | 2014-04-14 | Rep | Dealing in securities | 2012-01-20 | 2014-04-14 | Rep | Advising on corporate finance | 2016-09-22 | 2019-04-10 | Rep | Dealing in securities | 2016-09-22 | 2019-04-10 |
| 3 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2012-01-20 | 2013-08-31 |
| 4 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on corporate finance | 2014-06-03 | 2015-09-07 | Rep | Advising on securities | 2014-06-03 | 2015-09-07 | Rep | Dealing in securities | 2014-06-03 | 2015-09-07 |
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