Fan, Xiaochen 范晓晨

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 China Renaissance Securities (Hong Kong) Limited Rep Advising on corporate finance 2015-10-12 2016-07-20
Rep Advising on securities 2015-10-12 2016-07-20
Rep Dealing in securities 2015-10-12 2016-07-20
2 Citigroup Global Markets Asia Limited Rep Advising on corporate finance 2012-01-20 2014-04-14
Rep Dealing in securities 2012-01-20 2014-04-14
Rep Advising on corporate finance 2016-09-22 2019-04-10
Rep Dealing in securities 2016-09-22 2019-04-10
3 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED Rep Dealing in securities 2012-01-20 2013-08-31
4 J.P. MORGAN SECURITIES (FAR EAST) LIMITED Rep Advising on corporate finance 2014-06-03 2015-09-07
Rep Advising on securities 2014-06-03 2015-09-07
Rep Dealing in securities 2014-06-03 2015-09-07

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