Li, Hang (SFC:AYV511) 李航
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2013-11-01 | 2018-02-23 | Rep | Advising on securities | 2013-11-01 | 2018-02-23 | RO | Advising on corporate finance | 2018-02-23 | RO | Advising on securities | 2018-02-23 |
| 2 | CLSA LIMITED | Rep | Dealing in securities | 2013-11-01 | 2018-02-23 | Rep | Advising on securities | 2015-01-05 | 2018-02-23 | RO | Dealing in securities | 2018-02-23 | RO | Advising on securities | 2018-02-23 | 2021-07-28 |
| 3 | CSI Corporate Finance (HK) Limited | Rep | Advising on corporate finance | 2013-07-22 | 2013-10-31 | Rep | Advising on securities | 2013-07-22 | 2013-10-31 | Rep | Dealing in securities | 2013-07-22 | 2013-10-31 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2012-01-20 | 2013-06-26 |
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