Liu, Ying (SFC:BMY078) 劉盈
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Brokerage (HK) Limited | Rep | Advising on securities | 2020-09-25 | Rep | Dealing in securities | 2020-09-25 |
| 2 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2020-09-25 | |
| 3 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2019-08-19 | 2020-09-11 |
| 4 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2019-07-16 | 2020-09-11 | Rep | Dealing in securities | 2019-07-16 | 2020-09-11 |
| 5 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2018-05-23 | 2019-07-04 | Rep | Asset management | 2018-05-23 | 2019-07-04 | Rep | Dealing in securities | 2018-05-23 | 2019-07-04 |
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