Chan, George Wing Yau 陳永祐
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CAPITAL FOCUS ASSET MANAGEMENT LIMITED | RO | Asset management | 2007-08-24 | RO | Advising on securities | 2018-05-07 |
| 2 | CHINA FINANCIAL INTERNATIONAL INVESTMENTS & MANAGEMENTS LIMITED | RO | Asset management | 2010-09-08 | |
| 3 | PANURGY LIMITED | RO | Asset management | 2007-11-23 | 2008-02-01 |
| 4 | PEGASUS FUND MANAGERS LIMITED | Rep | Advising on securities | 2005-08-22 | 2007-08-15 | Rep | Asset management | 2005-08-22 | 2007-08-15 |
| 5 | PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED | RO | Advising on corporate finance | 2004-10-18 | RO | Advising on futures contracts | 2004-10-18 | RO | Dealing in securities | 2004-10-18 | RO | Advising on securities | 2005-01-13 | RO | Asset management | 2005-01-13 |
| 6 | SHUN LOONG SECURITIES COMPANY LIMITED | RO | Dealing in securities | 2017-08-24 |
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