Cheng, Wai Ho (SFC:AAC398) 鄭偉浩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GET NICE ASSET MANAGEMENT LIMITED | RO | Asset management | 2003-06-30 | RO | Advising on corporate finance | 2003-06-30 | 2004-12-07 | RO | Advising on securities | 2003-06-30 | 2004-12-07 | RO | Advising on securities | 2005-12-20 |
| 2 | GET NICE CAPITAL LIMITED | RO | Advising on corporate finance | 2014-08-04 | |
| 3 | GET NICE FUTURES COMPANY LIMITED | Rep | Advising on futures contracts | 2004-04-02 | Rep | Asset management | 2004-04-02 | Rep | Dealing in futures contracts | 2004-04-02 | RO | Advising on futures contracts | 2004-04-02 | 2004-10-02 | RO | Dealing in futures contracts | 2004-04-02 | 2004-10-02 | RO | Asset management | 2004-04-02 | 2004-11-01 | Rep | Advising on futures contracts | 2004-11-01 | 2009-12-24 | Rep | Dealing in futures contracts | 2004-11-01 | 2009-12-24 | RO | Advising on futures contracts | 2009-12-24 | RO | Dealing in futures contracts | 2009-12-24 |
| 4 | GET NICE SECURITIES LIMITED | RO | Advising on corporate finance | RO | Advising on securities | RO | Asset management | RO | Dealing in securities |
| 5 | GREAT BAY SECURITIES LIMITED | RO | Advising on securities | 2016-01-18 | 2017-11-28 | RO | Asset management | 2016-01-18 | 2017-11-28 | RO | Dealing in securities | 2016-01-18 | 2017-11-28 |
| 6 | United Securities Limited (HK) | RO | Advising on securities | 2016-01-18 | 2017-01-26 | RO | Asset management | 2016-01-18 | 2017-01-26 | RO | Dealing in securities | 2016-01-18 | 2017-01-26 |
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