Pun, Kin Wa 潘建華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHAPPAQUA LIMITED | RO | Advising on securities | 2004-11-19 | 2006-03-31 | RO | Asset management | 2004-11-19 | 2006-03-31 |
| 2 | KGI ASIA LIMITED | Rep | Advising on corporate finance | 2003-04-26 | Rep | Advising on securities | 2003-04-26 | Rep | Asset management | 2003-04-26 | Rep | Dealing in securities | 2003-04-26 |
| 3 | SAGE ASSET MANAGEMENT (HK) LIMITED | RO | Advising on securities | 2003-07-07 | 2004-06-02 |
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