Wang, Zhi Yu (SFC:BMW825)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GF Capital (Hong Kong) Limited | Rep | Advising on corporate finance | 2018-05-25 | 2019-02-12 |
| 2 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2019-10-17 | 2021-09-10 |
| 3 | SPDB International Capital Limited | Rep | Advising on corporate finance | 2021-12-28 | 2023-09-28 |
| 4 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2019-10-17 | 2021-09-10 |
| 5 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2018-05-25 | 2019-02-12 |
| 6 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in securities | 2019-10-17 | 2021-09-10 |
| 7 | SPDB International Capital Limited | Rep | Dealing in securities | 2021-12-28 | 2023-09-28 |
| 8 | SPDB International Securities Limited | Rep | Dealing in securities | 2021-12-28 | 2023-09-28 |
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