To, Spencer Hang Ming 陶恆明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHEONG LEE SECURITIES LIMITED | Rep | Dealing in futures contracts | 2010-02-01 | 2011-02-24 | Rep | Advising on securities | 2010-03-10 | 2011-02-24 | Rep | Dealing in securities | 2010-03-10 | 2011-02-24 | Rep | Advising on futures contracts | 2010-10-18 | 2011-02-24 |
| 2 | HEAD & SHOULDERS SECURITIES LIMITED | Rep | Dealing in futures contracts | 2011-04-08 | 2012-07-13 | Rep | Advising on securities | 2011-04-08 | 2013-02-05 | Rep | Dealing in securities | 2011-04-08 | 2013-02-05 |
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