Scholtz, Frederick David
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Capstone Financial (HK) Limited | Rep | Dealing in securities | 2018-05-28 | 2020-04-17 | Rep | Advising on securities | 2018-05-28 | 2021-09-30 | Rep | Asset management | 2019-08-06 | 2021-09-30 |
| 2 | St. James's Place (Hong Kong) Limited | Rep | Advising on securities | 2021-10-20 | Rep | Asset management | 2021-10-20 | Rep | Dealing in securities | 2021-12-01 |
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