Lau, Ying Sum 劉應心
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Donghai International Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2018-10-22 | 2020-10-08 | Rep | Asset management | 2018-10-22 | 2020-10-08 |
| 2 | Donghai International Securities (Hong Kong) Limited | Rep | Dealing in securities | 2018-05-28 | 2018-09-11 | Rep | Dealing in securities | 2019-05-20 | 2021-05-08 |
| 3 | SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED | Rep | Advising on securities | 2021-07-02 | Rep | Asset management | 2021-07-02 |
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