Chapman, Sophie Shufei
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2018-05-28 | 2019-05-02 | Rep | Dealing in securities | 2018-05-28 | 2022-01-07 |
| 2 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2019-05-02 | 2022-01-07 |
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