Ng, Ka Wa 吳家華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SHANGGU ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2020-11-04 | 2021-05-01 | Rep | Asset management | 2020-11-04 | 2021-05-01 | Rep | Dealing in securities | 2020-11-04 | 2021-05-01 |
| 2 | Sinostar Asset Management Limited | Rep | Advising on securities | 2018-05-28 | 2020-04-30 | Rep | Asset management | 2019-01-30 | 2020-04-30 |
| 3 | Sinostar Securities Limited | Rep | Dealing in securities | 2018-05-28 | 2020-04-30 |
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