Chu, Jones Law Kwong 朱羅光
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Azurewing Limited (HK) | RO | Asset management | 2021-09-17 | 2023-11-30 | RO | Advising on securities | 2022-01-04 | 2023-11-30 |
| 2 | BERICH BROKERAGE LIMITED | RO | Dealing in securities | 2018-04-26 | 2021-06-30 |
| 3 | BERICH FUTURES (H.K.) COMPANY LIMITED | RO | Dealing in futures contracts | 2018-04-26 | 2021-06-30 |
| 4 | FTFT International Securities and Futures Limited | RO | Dealing in futures contracts | 2010-08-23 | 2011-09-26 | RO | Dealing in securities | 2010-08-23 | 2011-10-18 |
| 5 | GUO BANG (HK) ASSET MANAGEMENT LIMITED | RO | Asset management | 2018-01-10 | 2021-06-30 |
| 6 | Planetree Asset Management Limited (HK) | Rep | Asset management | 2013-06-07 | 2016-11-16 | RO | Asset management | 2016-11-16 | 2017-10-31 |
| 7 | Planetree Futures Limited | RO | Dealing in futures contracts | 2004-11-26 | Rep | Dealing in futures contracts | 2005-03-22 | 2005-05-25 | RO | Dealing in futures contracts | 2005-05-25 | 2017-10-31 |
| 8 | Planetree Securities Limited | RO | Dealing in securities | 2004-11-26 | Rep | Dealing in securities | 2005-03-22 | 2005-05-25 | RO | Dealing in securities | 2005-05-25 | 2017-10-31 |
| 9 | Trinity Futures Limited | RO | Dealing in futures contracts | 2021-09-17 | 2023-11-30 | RO | Advising on futures contracts | 2022-01-04 | 2023-11-30 |
| 10 | TRINITY SECURITIES CO. LIMITED | RO | Dealing in securities | 2021-09-17 | 2023-11-30 | RO | Advising on securities | 2022-01-04 | 2023-11-30 |
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