Chu, Jones Law Kwong 朱羅光

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Trinity Futures Limited RO Advising on futures contracts 2022-01-04 2023-11-30
2 Azurewing Limited (HK) RO Advising on securities 2022-01-04 2023-11-30
TRINITY SECURITIES CO. LIMITED RO 2022-01-04 2023-11-30
3 Planetree Asset Management Limited (HK) Rep Asset management 2013-06-07 2016-11-16
Planetree Asset Management Limited (HK) RO 2016-11-16 2017-10-31
GUO BANG (HK) ASSET MANAGEMENT LIMITED RO 2018-01-10 2021-06-30
Azurewing Limited (HK) RO 2021-09-17 2023-11-30
4 Planetree Futures Limited RO Dealing in futures contracts 2004-11-26
Planetree Futures Limited Rep 2005-03-22 2005-05-25
Planetree Futures Limited RO 2005-05-25 2017-10-31
FTFT International Securities and Futures Limited RO 2010-08-23 2011-09-26
BERICH FUTURES (H.K.) COMPANY LIMITED RO 2018-04-26 2021-06-30
Trinity Futures Limited RO 2021-09-17 2023-11-30
5 Planetree Securities Limited RO Dealing in securities 2004-11-26
Planetree Securities Limited Rep 2005-03-22 2005-05-25
Planetree Securities Limited RO 2005-05-25 2017-10-31
FTFT International Securities and Futures Limited RO 2010-08-23 2011-10-18
BERICH BROKERAGE LIMITED RO 2018-04-26 2021-06-30
TRINITY SECURITIES CO. LIMITED RO 2021-09-17 2023-11-30

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