Lo, Dennis Kwai Sang 羅貴生
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FTFT International Securities and Futures Limited | RO | Dealing in futures contracts | 2010-08-23 | 2011-09-26 | RO | Dealing in securities | 2010-08-23 | 2011-10-18 |
| 2 | ON EXCEL ASSET MANAGEMENT LIMITED | RO | Advising on futures contracts | 2019-12-05 | 2022-10-20 | RO | Advising on securities | 2019-12-05 | 2022-10-20 | RO | Asset management | 2019-12-05 | 2022-10-20 |
| 3 | Planetree Asset Management Limited (HK) | RO | Asset management | 2012-09-20 | 2017-10-23 | Rep | Asset management | 2017-10-23 | 2018-09-13 |
| 4 | Planetree Futures Limited | RO | Advising on futures contracts | 2004-09-20 | RO | Asset management | 2004-09-20 | RO | Dealing in futures contracts | 2017-10-23 | Rep | Dealing in futures contracts | 2017-10-23 | 2018-09-13 |
| 5 | Planetree Securities Limited | RO | Advising on corporate finance | 2004-09-20 | RO | Advising on securities | 2004-09-20 | RO | Asset management | 2004-09-20 | RO | Dealing in securities | 2017-10-23 | Rep | Dealing in securities | 2017-10-23 | 2018-09-13 |
| 6 | YEW TREE LIMITED | RO | Dealing in securities | 2018-09-28 | 2022-10-20 | RO | Dealing in futures contracts | 2019-09-03 | 2022-10-20 |
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