Chow, Yat Kwai 周日貴
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GRAND CATHAY SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2003-10-14 | 2004-10-15 |
| 2 | REALINK FINANCIAL TRADE LIMITED | RO | Dealing in securities | 2004-10-25 | 2006-06-13 | RO | Dealing in futures contracts | 2004-10-26 | 2006-06-13 |
| 3 | Rifa Futures Limited | Rep | Dealing in futures contracts | 2009-06-04 | 2010-07-06 | Rep | Dealing in futures contracts | 2010-10-18 | 2012-03-12 |
| 4 | Rifa Securities Limited | Rep | Dealing in securities | 2009-01-14 | 2010-07-06 | Rep | Dealing in securities | 2010-10-18 | 2012-03-12 |
| 5 | Tung Shing Securities (Brokers) Limited | Rep | Advising on corporate finance | 2003-09-05 | Rep | Advising on securities | 2003-09-05 | Rep | Asset management | 2003-09-05 | Rep | Dealing in securities | 2003-09-05 |
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