Sze, Man Hon 施文漢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ROCTEC FUTURES TRADING COMPANY LIMITED | RO | Dealing in futures contracts | ||
| 2 | ROCTEC SECURITIES COMPANY LIMITED | RO | Advising on securities | ||
| 3 | ROCTEC SECURITIES COMPANY LIMITED | RO | Asset management | ||
| 4 | ROCTEC SECURITIES COMPANY LIMITED | RO | Dealing in securities | ||
| 5 | ROCTEC FUTURES TRADING COMPANY LIMITED | RO | Advising on futures contracts | 2005-09-14 | |
| 6 | ROCTEC FUTURES TRADING COMPANY LIMITED | RO | Asset management | 2005-09-14 | |
| 7 | ROCTEC SECURITIES COMPANY LIMITED | RO | Advising on corporate finance | 2005-09-14 | |
| 8 | ROCTEC INVESTMENT LIMITED | RO | Advising on futures contracts | 2005-09-16 | 2021-09-27 |
| 9 | ROCTEC INVESTMENT LIMITED | RO | Advising on securities | 2005-09-16 | 2021-09-27 |
| 10 | ROCTEC INVESTMENT LIMITED | RO | Asset management | 2005-09-16 | 2021-09-27 |
| 11 | CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED | RO | Dealing in futures contracts | 2005-09-21 | 2007-10-15 |
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