Smallacombe, David Scott
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Ord Minnett Hong Kong Limited | Rep | Advising on securities | 2018-05-29 | 2019-07-24 | Rep | Asset management | 2018-05-29 | 2019-07-24 | Rep | Dealing in securities | 2018-05-29 | 2019-07-24 | RO | Advising on securities | 2019-07-24 | 2020-02-03 | RO | Asset management | 2019-07-24 | 2020-02-03 | RO | Dealing in securities | 2019-07-24 | 2020-02-03 | Rep | Advising on securities | 2020-02-03 | 2022-06-02 | Rep | Asset management | 2020-02-03 | 2022-06-02 | Rep | Dealing in securities | 2020-02-03 | 2022-06-02 |
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