Dong, Xiaoxuan 董小玄
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GF Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2018-05-30 | 2019-07-19 | Rep | Asset management | 2018-05-30 | 2019-07-19 |
| 2 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2019-08-02 | 2022-01-11 | Rep | Dealing in securities | 2019-09-02 | 2022-01-11 |
| 3 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on securities | 2023-06-12 | Rep | Dealing in securities | 2023-06-12 |
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