Price, Josephine (1954) 潘佐芬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Chepstow Capital Advisors Limited | RO | Advising on securities | 2009-10-20 | 2013-02-18 | RO | Asset management | 2009-10-20 | 2013-02-18 |
| 2 | CITIC Securities CLSA Capital Partners (HK) Limited | RO | Advising on corporate finance | 2008-06-01 | RO | Advising on securities | 2008-06-01 | RO | Asset management | 2008-06-01 | Rep | Advising on corporate finance | 2008-06-01 | 2008-07-07 | Rep | Advising on securities | 2008-06-01 | 2008-07-07 | Rep | Asset management | 2008-06-01 | 2008-07-07 |
| 3 | DORIC CAPITAL CORPORATION | Rep | Advising on securities | 2008-08-25 | 2009-01-22 | Rep | Asset management | 2008-08-25 | 2009-01-22 |
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