Yu, Alice (SFC:ABM853) 郁筱倫
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Fubon Fund Management (Hong Kong) Limited | Rep | Advising on securities | 2007-08-21 | 2007-09-21 | Rep | Asset management | 2007-08-21 | 2007-09-21 | Rep | Dealing in securities | 2007-09-03 | 2007-09-21 | RO | Advising on securities | 2007-09-21 | 2009-06-19 | RO | Asset management | 2007-09-21 | 2009-06-19 | RO | Dealing in securities | 2007-09-21 | 2009-06-19 |
| 2 | Kirin Asset Management Limited | Rep | Advising on securities | 2009-12-31 | 2010-02-12 | Rep | Asset management | 2009-12-31 | 2010-02-12 | RO | Advising on securities | 2010-02-12 | 2010-04-23 | RO | Asset management | 2010-02-12 | 2010-04-23 |
| 3 | Ohra Capital Partners Limited | RO | Advising on securities | 2010-08-27 | 2013-04-08 | RO | Asset management | 2010-08-27 | 2013-04-08 |
| 4 | QI YUAN ASSET MANAGEMENT (H.K.) LIMITED | RO | Advising on securities | 2007-08-13 | RO | Asset management | 2007-08-13 |
| 5 | Spring Asset Management Limited (HK) | RO | Asset management | 2017-11-30 | 2022-08-11 |
| 6 | TAURUS ASSOCIATES ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2009-10-27 | 2009-11-18 | RO | Asset management | 2009-10-27 | 2009-11-18 |
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