Thomas, Robert Heriot Lindsay
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED | RO | Advising on securities | RO | Asset management | RO | Advising on corporate finance | 2004-10-18 | RO | Advising on futures contracts | 2004-10-18 | RO | Advising on futures contracts | 2006-06-14 | 2009-10-13 | RO | Advising on futures contracts | 2011-12-23 |
| 2 | PLATINUM SECURITIES COMPANY LIMITED | RO | Advising on corporate finance | 2004-10-18 | RO | Advising on securities | 2004-10-18 | RO | Asset management | 2004-10-18 |
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