Lee, Ching Man (SFC:BMY829) 李正文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2018-06-04 | 2022-08-19 | Rep | Advising on securities | 2018-06-04 | 2022-08-19 |
| 2 | CLSA LIMITED | Rep | Advising on securities | 2018-06-04 | 2021-07-26 | Rep | Dealing in securities | 2018-06-04 | 2022-08-19 |
| 3 | GLG Partners Hong Kong Limited | Rep | Advising on securities | 2022-09-05 | 2023-10-02 | Rep | Dealing in securities | 2022-09-05 | 2023-10-02 | Rep | Asset management | 2022-12-06 | 2023-10-02 |
| 4 | MAN INVESTMENTS (HONG KONG) LIMITED | Rep | Advising on securities | 2023-10-03 | Rep | Asset management | 2023-10-03 | Rep | Dealing in securities | 2023-10-03 |
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