Qu, Neng 瞿能
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | E FUND MANAGEMENT (HONG KONG) CO., LIMITED | Rep | Advising on securities | 2018-06-05 | 2022-02-04 | Rep | Asset management | 2018-06-05 | 2022-02-04 | Rep | Dealing in securities | 2018-06-05 | 2022-02-04 |
| 2 | HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | Advising on futures contracts | 2022-03-22 | Rep | Advising on securities | 2022-03-22 | Rep | Asset management | 2022-03-22 |
| 3 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Advising on securities | 2022-03-22 | Rep | Asset management | 2022-03-22 | Rep | Dealing in securities | 2022-03-22 |
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