Yip, James 葉強華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FB SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2006-09-08 | 2006-10-18 | Rep | Dealing in securities | 2006-09-08 | 2006-10-18 | RO | Advising on securities | 2006-10-18 | 2013-08-13 | RO | Dealing in securities | 2006-10-18 | 2013-08-13 | RO | Asset management | 2010-08-06 | 2012-01-01 |
| 2 | Fubon Fund Management (Hong Kong) Limited | Rep | Advising on securities | 2006-09-08 | 2006-10-18 | Rep | Dealing in securities | 2006-09-08 | 2006-10-18 | Rep | Asset management | 2006-10-18 | 2007-11-08 | RO | Advising on securities | 2006-10-18 | 2007-11-08 | RO | Dealing in securities | 2006-10-18 | 2007-11-08 | RO | Asset management | 2010-08-06 | 2012-02-08 | RO | Advising on securities | 2010-10-04 | 2013-08-13 | RO | Dealing in securities | 2010-10-04 | 2013-08-13 |
| 3 | IENGINES LIMITED (d2010-02-05) | RO | Advising on securities | 2004-05-25 | 2004-10-25 |
| 4 | IMARKETS LIMITED | RO | Automated trading services | 2005-06-07 | 2006-03-14 | RO | Dealing in securities | 2005-06-07 | 2006-03-14 |
| 5 | IMARKETS STRUCTURED PRODUCTS LIMITED | RO | Advising on securities | 2005-06-07 | 2006-03-14 |
| 6 | Sunline Prosticks Financial Solutions Limited | RO | Advising on securities | 2004-11-04 |
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