Yip, James 葉強華

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Sunline Prosticks Financial Solutions Limited RO Advising on securities 2004-11-04
2 IENGINES LIMITED (d2010-02-05) RO Advising on securities 2004-05-25 2004-10-25
3 IMARKETS LIMITED RO Automated trading services 2005-06-07 2006-03-14
4 IMARKETS LIMITED RO Dealing in securities 2005-06-07 2006-03-14
5 IMARKETS STRUCTURED PRODUCTS LIMITED RO Advising on securities 2005-06-07 2006-03-14
6 FB SECURITIES (HONG KONG) LIMITED Rep Advising on securities 2006-09-08 2006-10-18
7 FB SECURITIES (HONG KONG) LIMITED Rep Dealing in securities 2006-09-08 2006-10-18
8 Fubon Fund Management (Hong Kong) Limited Rep Advising on securities 2006-09-08 2006-10-18
9 Fubon Fund Management (Hong Kong) Limited Rep Dealing in securities 2006-09-08 2006-10-18
10 Fubon Fund Management (Hong Kong) Limited RO Advising on securities 2006-10-18 2007-11-08
11 Fubon Fund Management (Hong Kong) Limited Rep Asset management 2006-10-18 2007-11-08
12 Fubon Fund Management (Hong Kong) Limited RO Dealing in securities 2006-10-18 2007-11-08
13 FB SECURITIES (HONG KONG) LIMITED RO Advising on securities 2006-10-18 2013-08-13
14 FB SECURITIES (HONG KONG) LIMITED RO Dealing in securities 2006-10-18 2013-08-13
15 FB SECURITIES (HONG KONG) LIMITED RO Asset management 2010-08-06 2012-01-01
16 Fubon Fund Management (Hong Kong) Limited RO Asset management 2010-08-06 2012-02-08
17 Fubon Fund Management (Hong Kong) Limited RO Advising on securities 2010-10-04 2013-08-13
18 Fubon Fund Management (Hong Kong) Limited RO Dealing in securities 2010-10-04 2013-08-13

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