Hegglin, Daniel Robert
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2004-08-18 | 2004-12-10 | Rep | Dealing in securities | 2004-08-18 | 2004-12-10 | RO | Automated trading services | 2004-12-10 | 2009-02-27 | RO | Dealing in securities | 2004-12-10 | 2009-02-27 | RO | Advising on futures contracts | 2006-04-07 | 2009-02-27 |
| 2 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2004-08-18 | 2005-02-16 | Rep | Dealing in futures contracts | 2004-08-18 | 2005-02-16 | RO | Automated trading services | 2005-02-16 | 2009-02-27 | RO | Dealing in futures contracts | 2005-02-16 | 2009-02-27 |
| 3 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2004-08-18 | 2004-12-10 | RO | Dealing in securities | 2004-12-10 | 2009-02-27 |
| 4 | TT INTERNATIONAL (HONG KONG) LIMITED | Rep | Asset management | 2009-08-03 | 2009-08-28 | RO | Asset management | 2009-08-28 | 2013-03-01 | RO | Dealing in futures contracts | 2009-12-03 | 2013-03-01 | RO | Dealing in securities | 2009-12-03 | 2013-03-01 |
| 5 | TT INTERNATIONAL (LONDON) LIMITED | Rep | Asset management | 2009-08-03 | 2009-08-28 | RO | Asset management | 2009-08-28 | 2013-03-01 |
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