Ng, Tsz Huen 吳梓烜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | MASON INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2018-11-14 | 2019-10-21 | Rep | Asset management | 2018-12-28 | 2019-10-21 | Rep | Dealing in securities | 2019-05-24 | 2019-10-21 |
| 2 | Mason Securities Limited | Rep | Dealing in securities | 2018-11-14 | 2019-10-21 | Rep | Advising on securities | 2019-09-04 | 2019-10-21 | Rep | Asset management | 2019-09-04 | 2019-10-21 |
| 3 | SINOMAX SECURITIES LIMITED | Rep | Advising on securities | 2018-06-08 | 2018-11-01 | Rep | Dealing in securities | 2018-06-08 | 2018-11-01 | Rep | Advising on securities | 2020-02-25 | Rep | Asset management | 2020-02-25 | Rep | Dealing in securities | 2020-02-25 |
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